Leonard “Lenny” Barenboim
Chief Compliance Officer / Financial Reviewer
Leonard “Lenny” Barenboim brings over a quarter century of hands-on experience in broker-dealer supervision and modern compliance operations to his role as Chief Compliance Officer (CCO).
As CCO for Somerset Securities, Lenny leads the firm’s comprehensive compliance program. He is responsible for supervising regulatory oversight across all core broker-dealer functions, including advertising and communications review, anti-money laundering (AML) program administration, risk assessments, cybersecurity coordination, and ongoing written supervisory procedures.
Lenny’s deep industry expertise ensures that all firm communications and financial strategies adhere to strict regulatory standards, maintaining the integrity and quality that our readers expect.
