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Carefully Review Your Variable Annuities

Variable annuities are excellent products, but they can be extremely complex and must be carefully reviewed by potential purchasers.  Advisor One’s Melanie Waddell says that “FINRA and SEC Warn About Annuity Risks” in this new article.  The two organizations are concerned with variable annuity disclosures, …

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FINRA Doles Out Annuity Selling Punishment

Lesson learned for Robert Joseph Kennedy III, a financial advisor in New York.  Don’t break the rules when it comes to selling annuities, even if it seems like a minor infraction or your firm says it will be fine.  FINRA works hard to make sure …

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National Retirement Planning Week Ends Friday

Tomorrow is the last day for National Retirement Planning Week, an informative week run by the National Retirement Planning Coalition.  The Insured Retirement Institute leads this Coalition and works hard to show Americans that they can plan for a successful retirement despite all the difficulties …

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FINRA Reminds Investors to Look at Statements

FINRA urges investors to look closely at their statements and ask questions about anything they don’t understand.  According to a news release on their website, “FINRA issues (a) new investor alert to help investors understand their brokerage account statements.”  It can be daunting for investors …

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